Compliance Monitoring and Testing Analyst

in New York, NY

Job #:534741

Practice Area: Professional

Date Posted: 10/01/2020

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  • Perform Quality Assurance and Compliance Monitoring and Testing (CMAT) on key functions to ensure compliance with procedures and regulatory obligations


  • Assist in outstanding issues remediation and gap analysis


  • Conduct weekly stakeholder meetings to discuss QA results


  • Actively maintain and improve QA process and procedures



  • 5+ years of relevant experience in audit or conformance/compliance testing in a financial firm


  • Knowledge in BSA/KYC/AML/OFAC preferred


  • Strong writing skills; must be able to write clear and concise review conclusions and communicate with management


  • Proficient with Microsoft Office (Word, Excel, PowerPoint, Outlook)


  • Bachelor’s degree or equivalent

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